venv/lib/python3.11/site-packages/trl/trainer/xpo_trainer.py

# Copyright 2020-2025 The HuggingFace Team. All rights reserved.
#
# Licensed under the Apache License, Version 2.0 (the "License");
# you may not use this file except in compliance with the License.
# You may obtain a copy of the License at
#
#     http://www.apache.org/licenses/LICENSE-2.0
#
# Unless required by applicable law or agreed to in writing, software
# distributed under the License is distributed on an "AS IS" BASIS,
# WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
# See the License for the specific language governing permissions and
# limitations under the License.

import os
import textwrap
from typing import Any, Callable, Optional, Union

import jinja2
import torch
import torch.nn as nn
import torch.nn.functional as F
from datasets import Dataset, IterableDataset
from transformers import (
    BaseImageProcessor,
    FeatureExtractionMixin,
    PreTrainedModel,
    PreTrainedTokenizerBase,
    ProcessorMixin,
    TrainerCallback,
    is_apex_available,
    is_wandb_available,
)
from transformers.trainer_utils import EvalPrediction
from transformers.training_args import OptimizerNames

from ..data_utils import is_conversational, maybe_apply_chat_template
from ..models.utils import unwrap_model_for_generation
from .judges import BasePairwiseJudge
from .online_dpo_trainer import OnlineDPOTrainer
from .utils import (
    SIMPLE_CHAT_TEMPLATE,
    empty_cache,
    generate_model_card,
    get_comet_experiment_url,
    get_reward,
    selective_log_softmax,
    truncate_right,
)
from .xpo_config import XPOConfig


if is_apex_available():
    from apex import amp


if is_wandb_available():
    import wandb


class XPOTrainer(OnlineDPOTrainer):
    r"""
    Initialize XPOTrainer as a subclass of [`OnlineDPOConfig`].

    Args:
        model (`transformers.PreTrainedModel`):
            The model to train, preferably an `AutoModelForCausalLM`.
        ref_model (`PreTrainedModelWrapper`):
            Hugging Face transformer model with a casual language modelling head. Used for implicit reward computation and loss. If no
            reference model is provided, the trainer will create a reference model with the same architecture as the model to be optimized.
        reward_model (`transformers.PreTrainedModel`):
            The reward model to score completions with, preferably an `AutoModelForSequenceClassification`.
        judge (`BasePairwiseJudge`):
            The judge to use for pairwise comparison of model completions.
        args (`XPOConfig`):
            The XPO config arguments to use for training.
        data_collator (`transformers.DataCollator`):
            The data collator to use for training. If None is specified, the default data collator (`DPODataCollatorWithPadding`) will be used
            which will pad the sequences to the maximum length of the sequences in the batch, given a dataset of paired sequences.
        train_dataset (`datasets.Dataset`):
            The dataset to use for training.
        eval_dataset (`datasets.Dataset`):
            The dataset to use for evaluation.
        processing_class (`PreTrainedTokenizerBase` or `BaseImageProcessor` or `FeatureExtractionMixin` or `ProcessorMixin`, *optional*):
            Processing class used to process the data. If provided, will be used to automatically process the inputs
            for the model, and it will be saved along the model to make it easier to rerun an interrupted training or
            reuse the fine-tuned model.
        peft_config (`dict`):
            The peft config to use for training.
        compute_metrics (`Callable[[EvalPrediction], dict]`, *optional*):
            The function to use to compute the metrics. Must take a `EvalPrediction` and return
            a dictionary string to metric values.
        callbacks (`list[transformers.TrainerCallback]`):
            The callbacks to use for training.
        optimizers (`tuple[torch.optim.Optimizer, torch.optim.lr_scheduler.LambdaLR]`):
            The optimizer and scheduler to use for training.
        preprocess_logits_for_metrics (`Callable[[torch.Tensor, torch.Tensor], torch.Tensor]`):
            The function to use to preprocess the logits before computing the metrics.
    """

    _tag_names = ["trl", "xpo"]

    def __init__(
        self,
        model: Union[PreTrainedModel, nn.Module] = None,
        ref_model: Union[PreTrainedModel, nn.Module] = None,
        reward_model: Optional[nn.Module] = None,
        judge: Optional[BasePairwiseJudge] = None,
        args: Optional[XPOConfig] = None,
        data_collator: Optional[Callable] = None,
        train_dataset: Optional[Union[Dataset, IterableDataset]] = None,
        eval_dataset: Optional[Union[Dataset, dict[str, Dataset]]] = None,
        processing_class: Optional[
            Union[PreTrainedTokenizerBase, BaseImageProcessor, FeatureExtractionMixin, ProcessorMixin]
        ] = None,
        peft_config: Optional[dict] = None,
        compute_metrics: Optional[Callable[[EvalPrediction], dict]] = None,
        callbacks: Optional[list[TrainerCallback]] = None,
        optimizers: tuple[torch.optim.Optimizer, torch.optim.lr_scheduler.LambdaLR] = (None, None),
        preprocess_logits_for_metrics: Optional[Callable[[torch.Tensor, torch.Tensor], torch.Tensor]] = None,
    ) -> None:
        super().__init__(
            model=model,
            ref_model=ref_model,
            judge=judge,
            reward_model=reward_model,
            args=args,
            data_collator=data_collator,
            train_dataset=train_dataset,
            eval_dataset=eval_dataset,
            processing_class=processing_class,
            reward_processing_class=processing_class,  # for now, XPOTrainer can't use any reward model
            peft_config=peft_config,
            compute_metrics=compute_metrics,
            callbacks=callbacks,
            optimizers=optimizers,
            preprocess_logits_for_metrics=preprocess_logits_for_metrics,
        )

        self._alpha = self.args.alpha

        # Overwrite the stats dictionary to include XPO specific statistics
        self.stats = {
            # Remove "non_score_reward", "rlhf_reward", "scores"
            # Add "loss/dpo", "loss/xpo"
            "loss/dpo": [],
            "loss/xpo": [],
            "objective/kl": [],
            "objective/entropy": [],
            "rewards/chosen": [],
            "rewards/rejected": [],
            "rewards/accuracies": [],
            "rewards/margins": [],
            "logps/chosen": [],
            "logps/rejected": [],
            # Replace "contain_eos_token" by "model_contain_eos_token" and "ref_contain_eos_token"
            "val/model_contain_eos_token": [],
            "val/ref_contain_eos_token": [],
            "alpha": [],
            "beta": [],
        }
        if self.reward_model is not None:
            # Replace "scores" by "model_scores" and "ref_scores"
            self.stats["objective/model_scores"] = []
            self.stats["objective/ref_scores"] = []
            self.stats["objective/scores_margin"] = []

    @property
    def alpha(self):
        if isinstance(self._alpha, list):
            epoch = self.state.epoch
            return self._alpha[epoch] if epoch < len(self._alpha) else self._alpha[-1]
        else:
            return self._alpha

    def _generate_completions(self, prompts, model):
        with unwrap_model_for_generation(model, self.accelerator) as unwrapped_model:
            model_output = unwrapped_model.generate(
                input_ids=prompts["input_ids"],
                attention_mask=prompts["attention_mask"],
                generation_config=self.generation_config,
            )

        ref_model = model if self.ref_model is None else self.ref_model
        with torch.no_grad(), unwrap_model_for_generation(ref_model, self.accelerator) as unwrapped_ref_model:
            ref_output = unwrapped_ref_model.generate(
                input_ids=prompts["input_ids"],
                attention_mask=prompts["attention_mask"],
                generation_config=self.generation_config,
            )

        return model_output, ref_output

    def _process_completions(self, model_output, ref_output, prompts):
        context_length = prompts["input_ids"].shape[1]

        # Process model completions
        model_completion_ids = model_output[:, context_length:]
        model_completion_ids, model_completion_mask = truncate_right(
            model_completion_ids, self.processing_class.eos_token_id, self.processing_class.pad_token_id
        )
        model_data = {
            "input_ids": torch.cat((prompts["input_ids"], model_completion_ids), dim=1),
            "attention_mask": torch.cat((prompts["attention_mask"], model_completion_mask), dim=1),
            "raw": prompts["raw"],
        }

        # Process reference model completions
        ref_completion_ids = ref_output[:, context_length:]
        ref_completion_ids, ref_completion_mask = truncate_right(
            ref_completion_ids, self.processing_class.eos_token_id, self.processing_class.pad_token_id
        )
        ref_data = {
            "input_ids": torch.cat((prompts["input_ids"], ref_completion_ids), dim=1),
            "attention_mask": torch.cat((prompts["attention_mask"], ref_completion_mask), dim=1),
            "raw": prompts["raw"],
        }

        return model_data, ref_data

    def _compute_rewards(self, model_data, ref_data, context_length):
        with torch.no_grad():
            _, model_scores, _ = get_reward(
                self.reward_model, model_data["input_ids"], self.processing_class.pad_token_id, context_length
            )
            _, ref_scores, _ = get_reward(
                self.reward_model, ref_data["input_ids"], self.processing_class.pad_token_id, context_length
            )

        # Apply EOS penalty if needed
        if self.args.missing_eos_penalty is not None:
            model_contain_eos = torch.any(model_data["input_ids"] == self.processing_class.eos_token_id, dim=-1)
            ref_contain_eos = torch.any(ref_data["input_ids"] == self.processing_class.eos_token_id, dim=-1)
            model_scores[~model_contain_eos] -= self.args.missing_eos_penalty
            ref_scores[~ref_contain_eos] -= self.args.missing_eos_penalty

        return model_scores, ref_scores

    def _compute_judge(self, model_data, ref_data, context_length):
        prompts = model_data["raw"]
        model_data_completions = self.processing_class.batch_decode(
            model_data["input_ids"][:, context_length:], skip_special_tokens=True
        )
        model_data_completions = [completion.strip() for completion in model_data_completions]

        ref_data_completions = self.processing_class.batch_decode(
            ref_data["input_ids"][:, context_length:], skip_special_tokens=True
        )
        ref_data_completions = [completion.strip() for completion in ref_data_completions]

        if is_conversational({"prompt": prompts[0]}):
            model_data_completions = [
                [{"role": "assistant", "content": completion}] for completion in model_data_completions
            ]
            environment = jinja2.Environment()
            template = environment.from_string(SIMPLE_CHAT_TEMPLATE)
            prompts = [template.render(messages=message) for message in prompts]
            model_data_completions = [template.render(messages=completion) for completion in model_data_completions]

            ref_data_completions = [
                [{"role": "assistant", "content": completion}] for completion in ref_data_completions
            ]
            ref_data_completions = [template.render(messages=completion) for completion in ref_data_completions]

        ranks_of_first_completion = self.judge.judge(
            prompts,
            list(zip(model_data_completions, ref_data_completions)),
        )
        # convert ranks to a True/False mask:
        # when rank == 0, it means the first completion is the best
        # when rank == 1, it means the second completion is the best
        return torch.tensor([rank == 0 for rank in ranks_of_first_completion], device=model_data["input_ids"].device)

    def _compute_logprobs(self, model, model_data, ref_data, context_length):
        def compute_logprobs_for_data(m, data):
            output = m(data["input_ids"], attention_mask=data["attention_mask"])
            logits = output.logits[:, context_length - 1 : -1]
            token_logprobs = selective_log_softmax(logits, data["input_ids"][:, context_length:])
            return token_logprobs

        # Compute logprobs for model completions
        model_logprobs_model_data = compute_logprobs_for_data(model, model_data)
        # Compute logprobs for model on reference completions (for XPO loss)
        model_logprobs_ref_data = compute_logprobs_for_data(model, ref_data)

        # Compute logprobs for reference model completions
        with torch.no_grad():
            if self.ref_model is None:
                with model.disable_adapter():
                    ref_logprobs_model_data = compute_logprobs_for_data(model, model_data)
                    ref_logprobs_ref_data = compute_logprobs_for_data(model, ref_data)
            else:
                ref_logprobs_model_data = compute_logprobs_for_data(self.ref_model, model_data)
                ref_logprobs_ref_data = compute_logprobs_for_data(self.ref_model, ref_data)

        # Mask padding tokens
        model_padding_mask = model_data["attention_mask"][:, context_length:] == 0
        ref_padding_mask = ref_data["attention_mask"][:, context_length:] == 0
        model_logprobs_model_data = model_logprobs_model_data.masked_fill(model_padding_mask, 0.0)
        model_logprobs_ref_data = model_logprobs_ref_data.masked_fill(ref_padding_mask, 0.0)
        ref_logprobs_ref_data = ref_logprobs_ref_data.masked_fill(ref_padding_mask, 0.0)
        ref_logprobs_model_data = ref_logprobs_model_data.masked_fill(model_padding_mask, 0.0)

        return model_logprobs_model_data, model_logprobs_ref_data, ref_logprobs_ref_data, ref_logprobs_model_data

    def _compute_losses(
        self,
        model_logprobs_model_data,
        model_logprobs_ref_data,
        ref_logprobs_ref_data,
        ref_logprobs_model_data,
        chosen_mask,
    ):
        # Compute log probs
        model_logprobs_model_data_sum = model_logprobs_model_data.sum(1)
        model_logprobs_ref_data_sum = model_logprobs_ref_data.sum(1)
        ref_logprobs_ref_data_sum = ref_logprobs_ref_data.sum(1)
        ref_logprobs_model_data_sum = ref_logprobs_model_data.sum(1)

        chosen_model_logprobs = torch.where(chosen_mask, model_logprobs_model_data_sum, model_logprobs_ref_data_sum)
        chosen_ref_logprobs = torch.where(chosen_mask, ref_logprobs_model_data_sum, ref_logprobs_ref_data_sum)
        chosen_log_ratios = chosen_model_logprobs - chosen_ref_logprobs

        rejected_model_logprobs = torch.where(~chosen_mask, model_logprobs_model_data_sum, model_logprobs_ref_data_sum)
        rejected_ref_logprobs = torch.where(~chosen_mask, ref_logprobs_model_data_sum, ref_logprobs_ref_data_sum)
        rejected_log_ratios = rejected_model_logprobs - rejected_ref_logprobs

        # Compute logits as the difference between chosen and rejected log ratios
        logits = chosen_log_ratios - rejected_log_ratios

        if self.args.loss_type == "sigmoid":
            dpo_losses = -F.logsigmoid(self.beta * logits)
        elif self.args.loss_type == "ipo":
            dpo_losses = (logits - 1 / (2 * self.beta)) ** 2
        else:
            raise NotImplementedError(f"invalid loss type {self.args.loss_type}")

        # Compute XPO specific loss
        xpo_losses = self.alpha * model_logprobs_ref_data_sum

        # Total loss
        loss = (dpo_losses + xpo_losses).mean()

        return loss, dpo_losses, xpo_losses

    def _log_statistics(
        self,
        model_data,
        ref_data,
        model_logprobs_model_data,
        model_logprobs_ref_data,
        ref_logprobs_ref_data,
        ref_logprobs_model_data,
        chosen_mask,
        dpo_losses,
        xpo_losses,
        context_length,
        model_scores=None,
        ref_scores=None,
    ):
        # Helper function to gather and compute mean
        def gather_mean(tensor):
            return self.accelerator.gather_for_metrics(tensor).mean().item()

        # Log losses
        self.stats["loss/dpo"].append(gather_mean(dpo_losses))
        self.stats["loss/xpo"].append(gather_mean(xpo_losses))

        # Log scores
        if self.reward_model is not None:
            self.stats["objective/model_scores"].append(gather_mean(model_scores))
            self.stats["objective/ref_scores"].append(gather_mean(ref_scores))
            self.stats["objective/scores_margin"].append(gather_mean(model_scores - ref_scores))

        # Log logprobs
        model_logprobs_model_data_sum = model_logprobs_model_data.sum(1)
        model_logprobs_ref_data_sum = model_logprobs_ref_data.sum(1)
        ref_logprobs_ref_data_sum = ref_logprobs_ref_data.sum(1)
        ref_logprobs_model_data_sum = ref_logprobs_model_data.sum(1)

        chosen_model_logprobs = torch.where(chosen_mask, model_logprobs_model_data_sum, model_logprobs_ref_data_sum)
        chosen_ref_logprobs = torch.where(chosen_mask, ref_logprobs_model_data_sum, ref_logprobs_ref_data_sum)
        chosen_log_ratios = chosen_model_logprobs - chosen_ref_logprobs

        rejected_model_logprobs = torch.where(~chosen_mask, model_logprobs_model_data_sum, model_logprobs_ref_data_sum)
        rejected_ref_logprobs = torch.where(~chosen_mask, ref_logprobs_model_data_sum, ref_logprobs_ref_data_sum)
        rejected_log_ratios = rejected_model_logprobs - rejected_ref_logprobs

        self.stats["logps/chosen"].append(gather_mean(chosen_model_logprobs.mean() + chosen_ref_logprobs.mean()))
        self.stats["logps/rejected"].append(gather_mean(rejected_model_logprobs.mean() + rejected_ref_logprobs.mean()))

        # Log rewards
        # Compute various statistics
        chosen_rewards = chosen_log_ratios * self.beta
        rejected_rewards = rejected_log_ratios * self.beta
        self.stats["rewards/chosen"].append(gather_mean(chosen_rewards.mean()))
        self.stats["rewards/rejected"].append(gather_mean(rejected_rewards.mean()))

        # Calculate KL divergence for model and ref data
        kl_model_data = model_logprobs_model_data - ref_logprobs_model_data
        kl_ref_data = model_logprobs_ref_data - ref_logprobs_ref_data
        mean_kl = (kl_model_data.sum(1) + kl_ref_data.sum(1)).mean() / 2
        self.stats["objective/kl"].append(gather_mean(mean_kl))

        # Calculate entropy for model and ref data
        entropy_model_data = -model_logprobs_model_data.sum(1)
        entropy_ref_data = -model_logprobs_ref_data.sum(1)
        mean_entropy = (entropy_model_data.mean() + entropy_ref_data.mean()) / 2
        self.stats["objective/entropy"].append(gather_mean(mean_entropy))

        # Calculate margins
        margin = chosen_rewards - rejected_rewards
        self.stats["rewards/margins"].append(gather_mean(margin.mean()))

        # Calculate accuracy
        accuracy = (margin > 0).float()
        self.stats["rewards/accuracies"].append(gather_mean(accuracy.mean()))

        # Log EOS token statistics
        model_eos = (model_data["input_ids"][:, context_length:] == self.processing_class.eos_token_id).any(dim=1)
        ref_eos = (ref_data["input_ids"][:, context_length:] == self.processing_class.eos_token_id).any(dim=1)
        self.stats["val/model_contain_eos_token"].append(gather_mean(model_eos.float()))
        self.stats["val/ref_contain_eos_token"].append(gather_mean(ref_eos.float()))

        # Log alpha and beta
        self.stats["alpha"].append(self.alpha)
        self.stats["beta"].append(self.beta)

    def training_step(
        self, model: nn.Module, inputs: dict[str, Union[torch.Tensor, Any]], num_items_in_batch: Optional[int] = None
    ) -> torch.Tensor:
        model.train()

        # Apply chat template and tokenize the input
        batch_size = len(next(iter(inputs.values())))
        prompts = inputs["prompt"]
        inputs = [{k: v[i] for k, v in inputs.items()} for i in range(batch_size)]
        inputs = [maybe_apply_chat_template(x, self.processing_class) for x in inputs]
        inputs = [self.tokenize_row(x, self.model.config.is_encoder_decoder, self.processing_class) for x in inputs]
        inputs = self.data_collator(inputs)

        # need the prompt_ only
        inputs = self._prepare_inputs(inputs)
        context_length = inputs["prompt_input_ids"].shape[1]
        prompts = {
            "input_ids": inputs["prompt_input_ids"],
            "attention_mask": inputs["prompt_attention_mask"],
            "raw": prompts,
        }
        del inputs

        # Sample completions from both the model and the reference model
        model_output, ref_output = self._generate_completions(prompts, model)

        # Process model completions
        model_data, ref_data = self._process_completions(model_output, ref_output, prompts)

        # Compute rewards
        if self.reward_model is not None:
            model_scores, ref_scores = self._compute_rewards(model_data, ref_data, context_length)
            chosen_mask = model_scores >= ref_scores
        else:
            model_scores, ref_scores = None, None
            chosen_mask = self._compute_judge(model_data, ref_data, context_length)

        # Compute logprobs
        model_logprobs_model_data, model_logprobs_ref_data, ref_logprobs_ref_data, ref_logprobs_model_data = (
            self._compute_logprobs(model, model_data, ref_data, context_length)
        )

        # Compute loss
        loss, dpo_losses, xpo_losses = self._compute_losses(
            model_logprobs_model_data,
            model_logprobs_ref_data,
            ref_logprobs_ref_data,
            ref_logprobs_model_data,
            chosen_mask,
        )

        # Log everything
        self._log_statistics(
            model_data,
            ref_data,
            model_logprobs_model_data.detach(),
            model_logprobs_ref_data.detach(),
            ref_logprobs_ref_data,
            ref_logprobs_model_data,
            chosen_mask,
            dpo_losses.detach(),
            xpo_losses.detach(),
            context_length,
            model_scores,
            ref_scores,
        )

        if (
            self.args.torch_empty_cache_steps is not None
            and self.state.global_step % self.args.torch_empty_cache_steps == 0
        ):
            empty_cache()

        kwargs = {}
        # For LOMO optimizers you need to explicitly use the learning rate
        if self.args.optim in [OptimizerNames.LOMO, OptimizerNames.ADALOMO]:
            kwargs["learning_rate"] = self._get_learning_rate()

        if self.args.n_gpu > 1:
            loss = loss.mean()  # mean() to average on multi-gpu parallel training

        if self.use_apex:
            with amp.scale_loss(loss, self.optimizer) as scaled_loss:
                scaled_loss.backward()
        else:
            self.accelerator.backward(loss, **kwargs)

        return loss.detach() / self.args.gradient_accumulation_steps

    def create_model_card(
        self,
        model_name: Optional[str] = None,
        dataset_name: Optional[str] = None,
        tags: Union[str, list[str], None] = None,
    ):
        """
        Creates a draft of a model card using the information available to the `Trainer`.

        Args:
            model_name (`str` or `None`, *optional*, defaults to `None`):
                Name of the model.
            dataset_name (`str` or `None`, *optional*, defaults to `None`):
                Name of the dataset used for training.
            tags (`str`, `list[str]` or `None`, *optional*, defaults to `None`):
                Tags to be associated with the model card.
        """
        if not self.is_world_process_zero():
            return

        if hasattr(self.model.config, "_name_or_path") and not os.path.isdir(self.model.config._name_or_path):
            base_model = self.model.config._name_or_path
        else:
            base_model = None

        tags = tags or []
        if isinstance(tags, str):
            tags = [tags]

        if hasattr(self.model.config, "unsloth_version"):
            tags.append("unsloth")

        citation = textwrap.dedent("""\
        @article{jung2024binary,
            title        = {{Exploratory Preference Optimization: Harnessing Implicit Q*-Approximation for Sample-Efficient RLHF}},
            author       = {Tengyang Xie and Dylan J. Foster and Akshay Krishnamurthy and Corby Rosset and Ahmed Awadallah and Alexander Rakhlin},
            year         = 2024,
            eprint       = {arXiv:2405.21046}
        }""")

        model_card = generate_model_card(
            base_model=base_model,
            model_name=model_name,
            hub_model_id=self.hub_model_id,
            dataset_name=dataset_name,
            tags=tags,
            wandb_url=wandb.run.get_url() if is_wandb_available() and wandb.run is not None else None,
            comet_url=get_comet_experiment_url(),
            trainer_name="XPO",
            trainer_citation=citation,
            paper_title="Exploratory Preference Optimization: Harnessing Implicit Q*-Approximation for Sample-Efficient RLHF",
            paper_id="2405.21046",
        )

        model_card.save(os.path.join(self.args.output_dir, "README.md"))